Posts Tagged ‘securities and exchange commission’

Hong Kong billionaire Zhang Zhi Rong under SEC insider trading investigation

Nathan Andrada – Fourth Estate Cooperative Contributor Hong Kong, China (4E) – A company owned by Chinese real estate mogul Zhang Zhi Rong is now caught in a middle of insider trading scandal that involves the record-breaking $15.1bn acquisition of Canada-based oil and gas company Nexen by CNOOC. The U.S. Securities and Exchange Commission (SEC) [...]

SEC Warns Top Banker of Charges Over Magnetar Deal

ProPublica Staff United States (ProPublica) – by Cora Currier According to the Wall Street Journal, the Securities and Exchange Commission has warned a top banker that it may bring civil charges against him for his role in creating a risky collateralized debt obligation, or CDO, that exploded spectacularly as the housing market crashed. It’s the [...]

Sims Metal Management Files Fiscal 2010 Annual Report on Form 20-F

CHICAGO & SYDNEY–(BUSINESS WIRE)–Sims Metal Management filed its annual report for the fiscal year ended 30 June 2010 on Form 20-F with the United States Securities and Exchange Commission on 6 December 2010 and with the Australian Securities Exchange on 7 December 2010. The Form 20-F is available on the Company’s website at www.simsmm.com. Shareholders [...]

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